Articles Posted in Monica Osborne

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Monica Osborne (Osborne), previously associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Osborne recommended unsuitable investments in different investment products including debt securities among other…

  According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Monica Osborne (Osborne), currently associated with Avantax Advisory Services, has at least one disclosable events. These events include one customer complaints alleging that Osborne recommended unsuitable investments in different investment products. FINRA BrokerCheck shows a pending…