According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lickiss (Lickiss), previously associated with Purshe Kaplan Sterling Investments, has at least one disclosable event. These events include one customer complaint, alleging that Lickiss recommended unsuitable investments in different investment products including debt securities among other…
Articles Posted in Michael Lickiss
There are Recent Customer Complaints with Broker Michael Lickiss in Firm Purshe Kaplan Sterling Investments
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lickiss (Lickiss), previously associated with Purshe Kaplan Sterling Investments, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lickiss recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Michael Lickiss in Firm Purshe Kaplan Sterling Investments
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Michael Lickiss (Lickiss) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Lickiss was employed by Purshe Kaplan Sterling…
Broker Michael Lickiss in Purshe Kaplan Sterling Investments Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lickiss (Lickiss), previously associated with Purshe Kaplan Sterling Investments, has at least 5 disclosable events. These events include 5 customer complaints, alleging that Lickiss recommended unsuitable investments in different investment products including debt securities among other…
Broker Michael Lickiss in Purshe Kaplan Sterling Investments Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lickiss (Lickiss), previously associated with Purshe Kaplan Sterling Investments, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Lickiss recommended unsuitable investments in different investment products including debt securities among other…