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Articles Posted in Mark Lisser

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Gana LLP Investigates Investor Claims of Churning at Global Arena Capital and Whitewood Group

The law office of Gana Weinstein LLP is investigating a string of securities arbitration cases involving brokers associated or formerly associated with Global Arena Capital Corp (Global Arena) and Whitewood Group, Inc (Whitewood Group). Two such brokers include Mark Lisser (Lisser) and Benjamin Brown Jr. (Brown). FINRA recently brought an…

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Broker Spotlight – Mark Lisser Accused of Churning by at Least Three Customers

The law office of Gana Weinstein LLP is investigating a string of securities arbitration cases involving broker Mark Lisser (Lisser) which generally allege securities violations including churning, excessive use of margin, churning, unsuitable investments, and breach of fiduciary duty. All the cases have been filed before The Financial Industry Regulatory…

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