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Mark Kemp Has 11 Customer Complaints and A Regulatory Disclosure

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Mark Kemp (Kemp) has at least 14 disclosable events.  These events include 11 customer complaints alleging that Rivero engaged in some form of investment related misconduct in the handling of the client’s accounts.  In addition, Kemp has…

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