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Broker Spotlight – Mark Johanson’s Sale of Tenants-in-Common (TIC)

According to the Financial Industry Regulatory Authority’s BrokerCheck system, there have been four customer complaints filed against former Sigma Financial Corporation (Sigma) and current Charles Schwab broker, Mark Johanson (Johanson) stemming from unsuitable Tenants-in-Common (TIC) investments. Sales of TICs exploded during the early 2000s from approximately $150 million in 2001…

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