Articles Posted in Malcom Segal

The Financial Industry Regulatory Authority (FINRA) recently barred former Aegis Capital Corp. (Aegis) broker Malcom Segal (Segal) alleging that Segal may have engaged in unauthorized transfers of funds from customer accounts to an outside business activities (a/k/a “selling away”). According to Segal’s BrokerCheck, Segal was registered with Cumberland Brokerage Corporation…

The Financial Industry Regulatory Authority (FINRA) recently barred former Aegis Capital Corp. (Aegis) broker Malcom Segal (Segal) alleging that Segal may have engaged in unauthorized transfers of funds from customer accounts to an outside business activities (a/k/a “selling away”). According to Segal’s BrokerCheck, Segal was registered with Cumberland Brokerage Corporation…