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Articles Posted in Lifemark Securities

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Advisor Stephen Carver Has Multiple Disclosures Including Complaints and Regulatory Action

According to BrokerCheck records financial advisor Stephen Carver (Carver), formerly employed by Lifemark Securities Corp. (Lifemark Securities) and Cetera Advisors LLC (Cetera Advisors) has been subject to at least two customer complaints, one regulatory complaint, three employment terminations for cause, and three tax liens.  According to records kept by The…

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