Close

Articles Posted in Legend Equities

Updated:

FINRA Bars Former Legend Equities Principal Jerry Chancy Concerning Outside Business Activities

The Financial Industry Regulatory Authority (FINRA) sanctioned and barred broker Jerry Chancy (Chancy) concerning allegations that Chancy potentially engage in outside business activities and/or the sales of private securities. When a broker’s outside business activities also include the recommendation of investments the activity is referred to in the industry as…

Contact Us