Close

Articles Posted in Lawrence Lee

Updated:

Brokerage Firm Spotlight: Investor Claims of Churning Against Rockwell Global Capital

The law offices of Gana Weinstein LLP is investigating Rockwell Global Capital LLC (Rockwell) after having filed a complaint on behalf of an investor. We have posted on several previous occasions that brokers at Rockwell have been alleged by dozens of investors in recent years of churning client accounts. In…

Updated:

Three Rockwell Global Capital Brokers Accused of Securities Misconduct by Customers

Rockwell Global Capital LLC (Rockwell) brokers Robert E. Lee Jr. (Robert Lee), Douglas Guarino (Guarino), and Lawrence Lee (Lee) have been the subject of at least 29 combined customer complaints.  All three brokers have been accused by clients of churning their accounts and making unsuitable investment recommendations. Robert Lee first…

Contact Us