According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Collichio (Collichio), currently associated with Landolt Securities, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Collichio recommended unsuitable investments in different investment products including debt securities…
Currently financial advisor Ting Chen (Chen), currently employed by brokerage firm Landolt Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Mckiernan (Mckiernan), currently associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mckiernan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Winkleblack (Winkleblack), previously associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Winkleblack recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Slezak (Slezak), currently associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Slezak recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bret Schaefer (Schaefer), currently associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schaefer recommended unsuitable investments in different investment products including debt securities among other allegations…
Currently financial advisor Lin Han (Han), currently employed by brokerage firm Landolt Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Burton Bartlett (Bartlett), previously associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bartlett recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Seurer (Seurer), currently associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Seurer recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yu Bai (Bai), previously associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bai recommended unsuitable investments in different investment products including debt securities among other allegations…