According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Russo (Russo), currently associated with Laidlaw & Company (UK) Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Russo recommended unsuitable investments in different investment products including debt securities among…
Articles Posted in Laidlaw & Company (uk) Ltd.
Broker Todd Cirella in Laidlaw & Company (UK) Ltd. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Cirella (Cirella), currently associated with Laidlaw & Company (UK) Ltd., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Cirella recommended unsuitable investments in different investment products including…
There are Recent Customer Complaints with Broker Joseph Fedorko in Firm Laidlaw & Company (UK) Ltd.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Fedorko (Fedorko), previously associated with Laidlaw & Company (UK) Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Fedorko recommended unsuitable investments in different investment products including debt securities among…
Broker Henrique Lucena in Laidlaw & Company (UK) Ltd. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Henrique Lucena (Lucena), currently associated with Laidlaw & Company (UK) Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Lucena recommended unsuitable investments in different investment products including debt securities among…
Broker Henry Chang in Laidlaw & Company (uk) Ltd. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Henry Chang (Chang), currently associated with Laidlaw & Company (uk) Ltd., has at least one disclosable event. These events include one regulatory event, alleging that Chang recommended unsuitable investments in different investment products including debt securities among…
Broker Richard Michalski in Laidlaw & Company (uk) Ltd. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Michalski (Michalski), currently associated with Laidlaw & Company (uk) Ltd., has at least 3 disclosable events. These events include one customer complaint, 2 tax liens, alleging that Michalski recommended unsuitable investments in different investment products including…
Broker Michael Murray in Laidlaw & Company (uk) Ltd. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Murray (Murray), currently associated with Laidlaw & Company (uk) Ltd., has at least 3 disclosable events. These events include one customer complaint, 2 tax liens, alleging that Murray recommended unsuitable investments in different investment products including…