Previously financial advisor Douglas Studer (Studer), previously employed by brokerage firm Kovack Securities INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maile Foster (Foster), currently associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darwin Dees (Dees), currently associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Dees recommended unsuitable investments in different investment products including debt securities among other allegations…
Previously financial advisor Christopher Hartman (Hartman), previously employed by brokerage firm Kovack Securities INC. has been subject to at least 3 disclosable events. These events include 3 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Currently financial advisor Keith Kelt (Kelt), currently employed by brokerage firm Kovack Securities INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Haddigan (Haddigan), currently associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Haddigan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Allen Soulek (Soulek), previously associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Soulek recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Barfield (Barfield), currently associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Barfield recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Lumpuy (Lumpuy), previously associated with Kovack Securities INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Lumpuy recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Milne (Milne), previously associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Milne recommended unsuitable investments in different investment products including debt securities among other allegations…