Currently financial advisor Kim Monchik (Monchik), currently employed by brokerage firm Spartan Capital Securities, LLC has been subject to at least 3 disclosable events. These events include 2 customer complaints, one regulatory event. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or…
Articles Posted in Kim Monchik
Broker Kim Monchik in Spartan Capital Securities, LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kim Monchik (Monchik), currently associated with Spartan Capital Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Monchik recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Kim Monchik in Firm Spartan Capital Securities, LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kim Monchik (Monchik), currently associated with Spartan Capital Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Monchik recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Kim Monchik in Firm Spartan Capital Securities, LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kim Monchik (Monchik), currently associated with Spartan Capital Securities, LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory, alleging that Monchik recommended unsuitable investments in different investment products including debt securities…