According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kim Kunz (Kunz), previously associated with Westpark Capital, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Kunz recommended unsuitable investments in different investment products including debt securities…
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Broker Kim Kunz in Westpark Capital, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kim Kunz (Kunz), previously associated with Westpark Capital, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Kunz recommended unsuitable investments in different investment products including debt securities…
There are Recent Customer Complaints with Broker Kim Kunz in Firm Westpark Capital, Inc.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kim Kunz (Kunz), previously associated with Westpark Capital, Inc., has at least one disclosable event. These events include one regulatory event, alleging that Kunz recommended unsuitable investments in different investment products including debt securities among other allegations…