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Articles Posted in Karl Romero

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Gana LLP Broker Spotlight: LPL Financial Advisor Karl Romero’s Private Placement Sales

According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Karl Romero (Romero) has been the subject of at least 9 customer complaints over the course of his career. Customers have filed complaints against Romero alleging that the broker made unsuitable investments primarily in private placements and…

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