According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steve Moise (Moise), previously associated with Joseph Stone Capital L.l.c., has at least one disclosable event. These events include one regulatory event, alleging that Moise recommended unsuitable investments in different investment products including debt securities among other…
Articles Posted in Joseph Stone Capital L.l.c.
Broker Ibrahim Kurtulus in Joseph Stone Capital L.l.c. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ibrahim Kurtulus (Kurtulus), currently associated with Joseph Stone Capital L.l.c., has at least one disclosable event. These events include one customer complaint, alleging that Kurtulus recommended unsuitable investments in different investment products including debt securities among other…
Broker Damian Maggio in Joseph Stone Capital L.l.c. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damian Maggio (Maggio), currently associated with Joseph Stone Capital L.l.c., has at least one disclosable event. These events include one customer complaint, alleging that Maggio recommended unsuitable investments in different investment products including debt securities among other…