According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephan Stein (Stein), currently associated with Joseph Gunnar & CO. LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stein recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Alagna (Alagna), currently associated with Joseph Gunnar & CO. LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alagna recommended unsuitable investments in different investment products including debt securities among…
Previously financial advisor Blake Levy (Levy), previously employed by brokerage firm Joseph Gunnar & CO. LLC has been subject to at least one disclosable event. These events include one regulatory event. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments…
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Leonard Rich (Rich), currently associated with Joseph Gunnar & CO. LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Rich concern allegations of high frequency…