Articles Posted in Joseph Ambrosole

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Ambrosole (Ambrosole), previously associated with Joseph Stone Capital L.l.c., has at least 6 disclosable events. These events include one customer complaint, 5 regulatory events, alleging that Ambrosole recommended unsuitable investments in different investment products including debt…

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Joseph Ambrosole (Ambrosole) has been subject to two customer complaints, two regulatory actions, and one tax lien during his career.  Ambrosole is currently employed by Joseph Stone Capital L.L.C. (Joseph Stone Capital).  One of the the customer…