Close

Articles Posted in Jonathan Pyne

Updated:

Broker Jonathan Pyne in Berthel, Fisher & Company Financial Services, INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Pyne (Pyne), currently associated with Berthel, Fisher & Company Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Pyne recommended unsuitable investments in different investment products including debt…

Updated:

Berthel Fisher Broker Jonathan Pyne Subject to Customer Complaints Over Alternative Investments

Current Berthel, Fisher & Company Financial Services, Inc. (Berthel Fisher) broker Jonathan Pyne (Pyne) has been subject to five customer complaints.  According to a BrokerCheck provided by The Financial Industry Regulatory Authority (FINRA), the primary regulator for securities broker dealers, many of the complaints concern alternative investments.  Alternative investments include…

Contact Us