Articles Posted in Johnny Guan

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Johnny Guan (Guan), previously associated with Aegis Capital Corp., has been subject to at least 2 disclosable events. These events include 2 customer complaints. Several of those complaints against Guan  concern allegations of high frequency trading activity…

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Johnny Guan (Guan), currently employed by Aegis Capital Corp. (Aegis Capital) has been subject to at least two customer complaints during the course of his career.  According to records kept by The Financial Industry Regulatory Authority…