Articles Posted in John Leonard

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Leonard (Leonard), previously associated with Wells Fargo Advisors, has at least one disclosable event. These events include one customer complaint, alleging that Leonard recommended unsuitable investments in different investment products including debt securities among other allegations…

The investment lawyers of Gana Weinstein LLP are investigating the regulatory action brought by the Financial Industry Regulatory Authority (FINRA) against John Leonard (Leonard), working out of Toledo, Ohio. Leonard allegedly failed to request termination of a previous suspension within three months resulting in an automatic bar from association with…