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Articles Posted in Investors Asset Management of Georgia

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Broker William Hogue Suspended Over Science Fitness Promissory Note Sales

Broker William Larry Hogue, Jr. (Hogue) has been suspended and fined by the Financial Industry Regulatory Authority (FINRA) concerning allegations that Hogue participated in an outside business activity without providing written notice to Cambridge Investment Research (Cambridge) his employing brokerage firm in violation of FINRA rules.  Additionally, FINRA alleged that…

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