Currently financial advisor John Sullivan (Sullivan), currently employed by brokerage firm Huntleigh Securities Corporation has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Wolfrum (Wolfrum), previously associated with Huntleigh Securities Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wolfrum recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Wood (Wood), currently associated with Huntleigh Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Wood recommended unsuitable investments in different investment products including debt securities among other allegations…