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Articles Posted in Herbert J. Sims & Co

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Previously Registered Broker Laurence Greene Subject to Unsuitable Oil and Gas Securities Complaints

The securities attorneys at Gana Weinstein LLP are currently investigating previously registered broker Laurence Greene (Greene). According to BrokerCheck Records held by the Financial Industry Regulatory Authority (FINRA), Greene has been subject to two pending customer disputes concerning unsuitable investments. Most recently, in May 2018, a customer alleged that Greene…

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