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Articles Posted in GWG Notes

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Center Street Securities Broker Jason Lamb Sanctioned Over GWG Renewable Secured Debentures

The Financial Industry Regulatory Authority (FINRA) in an acceptance, waiver, and consent action (AWC) and barring former Center Street Securities, Inc. (Center Street) broker Jason Lamb (Lamb) concerning allegations that between March 2012, to February 2013, Lamb was a registered principal and Chief Compliance Officer (CCO) at Center Street’s headquarters…

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