According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Williams (Williams), previously associated with Forta Financial Group, INC., has at least 6 disclosable events. These events include 5 customer complaints, one regulatory event, alleging that Williams recommended unsuitable investments in different investment products including debt…
Advisor Gregory Williams (Williams), formerly employed by brokerage firm Forta Financial Group, Inc. (Forta Financial) has been subject to at least nine customer complaints. According to a BrokerCheck report several of the customer complaints concern alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real…
According to BrokerCheck records financial advisor Gregory Williams (Williams), currently employed by Presidential Brokerage, Inc. (Presidential Brokerage) has been subject to four customer complaints. According to records kept by The Financial Industry Regulatory Authority (FINRA), most of Williams’ customer complaints allege that Williams made unsuitable recommendations in a variety of…