According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerald Ohalloran (Ohalloran), currently associated with Union Capital Company, has at least one disclosable event. These events include one customer complaint, alleging that Ohalloran recommended unsuitable investments in different investment products including debt securities among other allegations…
Gana Weinstein LLP’s securities fraud investigation has uncovered a complaint filed by the Financial Industry Regulatory Authority (FINRA) against broker Gerald O’Halloran (O’Halloran). O’Halloran was formerly associated with Kovack Securities Inc. The complaint alleges that O’Halloran has been the subject of at least eight customer complaints, two employment separations for…
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