According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jeffrey Tooke (Tooke), currently associated with Four Points Capital Partners LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Tooke concern allegations of high frequency…
Articles Posted in Four Points Capital Partners LLC
Broker Douglas Magnuson in Four Points Capital Partners LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Magnuson (Magnuson), currently associated with Four Points Capital Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Magnuson recommended unsuitable investments in different investment products including debt securities among…
Broker Michael Martino in Four Points Capital Partners LLC Firm Has Customer Complaint
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Michael Martino (Martino), currently associated with Four Points Capital Partners LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Martino concern allegations of high frequency…