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Articles Posted in Fiduciary Rule

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The Department of Labor Fiduciary Rule May Impact Securities Arbitration Claims

The fiduciary rule passed during the Obama administration is being reviewed by the Department of Labor (DOL), leaving plenty of uncertainty for advisers and investors. As Barry Tempkin reports, “During this period, advisers who do not receive level-fee compensation are held to the DOL impartial conduct standard for retirement accounts,…

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