According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Rea (Rea), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rea recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ejiro Okuma (Okuma), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Okuma recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luis Gesualdo Perez (Gesualdo Perez), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gesualdo Perez recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Alfano (Alfano), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alfano recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luis Gesualdo Perez (Gesualdo Perez), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gesualdo Perez recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cynthia Price (Price), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Price recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francis Donnelly Iii (Donnelly Iii), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Donnelly Iii recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Peters (Peters), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Peters recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Maggiore (Maggiore), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Maggiore recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Drew (Drew), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Drew recommended unsuitable investments in different investment products including debt securities among other allegations…