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Robert Gist Fined $5.4 Million by the SEC and Barred From the Financial Industry

Robert Gist (Gist) was recently fined $5.4 million by the Securities and Exchange Commission (SEC) and barred from association with any broker-dealer by the Financial Industry Regulatory Authority (FINRA).  Gist has been accused by both regulators of converting the funds of at least 30 customers in order to pay personal…

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