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Articles Posted in Douglas Simanski

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FINRA Bars Financial Advisor Douglas Simanski Over Converting Client Funds

The investment fraud lawyers of Gana Weinstein LLP are investigating the regulatory investigation filed by The Financial Industry Regulatory Authority (FINRA) against broker Douglas Simanski (Simanski). According to BrokerCheck records Simanski is subject to five customer complaints one FINRA matter and one employment separation for cause.  The FINRA regulatory matter…

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