According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Karandos (Karandos), previously associated with Dinosaur Financial Group, L.l.c, has at least 4 disclosable events. These events include 3 customer complaints, one regulatory event, alleging that Karandos recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlton Fletcher (Fletcher), previously associated with Dinosaur Financial Group, L.l.c, has at least one disclosable event. These events include one regulatory, alleging that Fletcher recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlton Fletcher (Fletcher), previously associated with Dinosaur Financial Group, L.l.c, has at least one disclosable event. These events include one regulatory, alleging that Fletcher recommended unsuitable investments in different investment products including debt securities among other allegations…
Our firm is investigating claims made by various regulators and brokerage firms including the State of Washington against broker Douglas Donnelly (Donnelly), formerly associated with brokerage firms Wells Fargo Advisors, LLC (Wells Fargo), Northwest Asset Management (Northwest), and Dinosaur Financial Group, L.L.C. (Dinosaur Financial). The allegations revolve around the offering…