According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Stuart Pearl (Pearl), previously associated with David A. Noyes & Company, has been subject to at least 2 disclosable events. These events include 2 customer complaints. Several of those complaints against Pearl concern allegations of high frequency…
According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Luigi Mancusi (Mancusi) has been the subject of at least 4 customer complaints. The customer complaints against Mancusi allege securities law violations that claim unauthorized trading, unsuitable investments, misrepresentations, failure to supervise, and breach of fiduciary duty…