According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Mackie (Mackie), currently associated with Dai Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mackie recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Dai Securities
Broker Joey Miller in Dai Securities, LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joey Miller (Miller), currently associated with Dai Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Connor Seedall in Firm Dai Securities, LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Connor Seedall (Seedall), currently associated with Dai Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Seedall recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Joey Miller in Firm Dai Securities, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Joey Miller (Miller) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Miller was employed by Dai Securities, LLC…