According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Pucci (Pucci), currently associated with Craft Capital Management LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pucci recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Springstead (Springstead), previously associated with Craft Capital Management LLC, has at least one disclosable event. These events include one regulatory event, alleging that Springstead recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Norbert Kozma (Kozma), currently associated with Craft Capital Management LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kozma recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Troy Orlando (Orlando), previously associated with Craft Capital Management LLC, has at least 3 disclosable events. These events include 3 regulatory, alleging that Orlando recommended unsuitable investments in different investment products including debt securities among other allegations…