According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Romain (Romain), currently associated with Corecap Investments, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Romain recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Revoir (Revoir), previously associated with Corecap Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Revoir recommended unsuitable investments in different investment products including debt securities among other allegations…
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