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Articles Posted in Connor Capital Investments

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FINRA Files Complaint Against ARI Financial Services and William Candler Concerning Bridgeport Oaks Fund

The Financial Industry Regulatory Authority (FINRA) recently filed a complaint against ARI Financial Services, Inc. (ARI) and William Candler (Candler), the firm’s President and former Chief Compliance Officer (CCO) alleging that that he facilitated at least ten private placement offerings from September 1, 2009, to December 31, 2012. The complaint…

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