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Articles Posted in Clifton Roberts

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Advisor Clifton Roberts Discharged Over Undisclosed Business Activity – Investment Attorneys

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Clifton Roberts (Roberts), formerly associated with LPL Financial LLC (LPL Financial) in Houston, Texas was terminated for cause by LPL Financial in April 2018 after the firm made allegations that Roberts violated of firm policy regarding…

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