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Alan Appelbaum Accused of Churning and Unsuitable Trading

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Alan Appelbaum (Appelbaum), currently associated with Aegis Capital Corp. (Aegis), has been subject three regulatory actions and at least thirteen customer complaints.  The customer complaints against Appelbaum concern various allegations of misconduct including churning, unauthorized trading, and…

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