According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Kane (Kane), currently associated with Ceros Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kane recommended unsuitable investments in different investment products including debt securities among other…
Articles Posted in Ceros Financial Services
Broker Frank Avallone in Ceros Financial Services, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Avallone (Avallone), currently associated with Ceros Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Avallone recommended unsuitable investments in different investment products including debt securities among other…
Advisor Frank Avallone Has Suitability Complaints
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Frank Louis Avallone (Avallone), currently employed by Ceros Financial Services, Inc (Ceros) and formerly registered with National Securities Corporation (NSC) has been subject to at least four customer complaints during the course of his career. According…