Articles Posted in Capital City Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Enyinnaya Kanu (Kanu), currently associated with Capital City Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kanu recommended unsuitable investments in different investment products including debt securities among other…

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Clint Keener (Keener), formerly employed by Capital City Securities, LLC (Capital City) has been subject to at least five customer complaints, three regulatory actions, and one employment termination for cause during the course of his career. …