According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jim Lund (Lund), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lund recommended unsuitable investments in different investment products including debt securities among other…
Articles Posted in Cabot Lodge Securities LLC
There are Recent Customer Complaints with Broker Clifford Shirah in Firm Cabot Lodge Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clifford Shirah (Shirah), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shirah recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Robert Tweed in Firm Cabot Lodge Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Tweed (Tweed), previously associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tweed recommended unsuitable investments in different investment products including debt securities among other…
Broker George Burmann in Cabot Lodge Securities LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Burmann (Burmann), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Burmann recommended unsuitable investments in different investment products including debt securities among other…
Broker Russell Green in Cabot Lodge Securities LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Russell Green (Green), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Green recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker John Doiron in Firm Cabot Lodge Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Doiron (Doiron), currently associated with Cabot Lodge Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Doiron recommended unsuitable investments in different investment products including debt securities among other…
Broker Chadwick Bridgers in Cabot Lodge Securities LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chadwick Bridgers (Bridgers), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bridgers recommended unsuitable investments in different investment products including debt securities among other…
Broker Robert Tweed in Cabot Lodge Securities LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Tweed (Tweed), previously associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tweed recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Stefan Shimshidian in Firm Cabot Lodge Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stefan Shimshidian (Shimshidian), currently associated with Cabot Lodge Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Shimshidian recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker David Arlein in Firm Cabot Lodge Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Arlein (Arlein), previously associated with Cabot Lodge Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Arlein recommended unsuitable investments in different investment products including debt securities among other…