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Articles Posted in Broker

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Do I Have a Securities or Investment Claim?

This is the most common question a potential client asks during an initial interview.  This article is directed to those investors who are wondering if they have a claim but have not yet sought a consultation.  Hopefully, this article will provide some insight into what a securities fraud attorney looks…

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How to Investigate your Investment Adviser or Broker Before You Invest

Most investors chose there financial advisers based on the broker’s personality. However, that is a mistake. Liking your financial adviser is important, but before you invest your life savings with someone, there are seven steps you should take: 1. Know your investment objectives and try to properly articulate those objectives…

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