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Articles Posted in Brian Lockett

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Advisor Brian Lockett Suspended By Regulator; Subject to Multiple Client Complaints

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Brian Lockett (Lockett), formerly employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least nine customer complaints and one regulatory action during the course of his career.  According to records kept by…

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