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Articles Posted in Beneficial Investment Services

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Matthew Davis Barred Over Allegations of Conversion of Funds and Unauthorized Trading

The Financial Industry Regulatory Authority (FINRA) sanctioned and barred financial advisor Matthew Davis (Davis) concerning allegations that in connection with a FINRA investigation into allegations of misconduct in several customer accounts, FINRA staff scheduled Davis’ on-the-record (OTR) testimony and Davis failed to appear for the scheduled testimony and informed the…

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