According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Victor Ramirez (Ramirez), previously associated with Bbva Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramirez recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Bbva Securities INC.
Broker Raymond Pena in Bbva Securities INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Pena (Pena), previously associated with Bbva Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Pena recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Marcel Schkud in Bbva Securities INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcel Schkud (Schkud), previously associated with Bbva Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Schkud recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Norma Kresta in Firm Bbva Securities INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Norma Kresta (Kresta), previously associated with Bbva Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Kresta recommended unsuitable investments in different investment products including debt securities among other allegations…