According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Lefkowitz (Lefkowitz), currently associated with B. Riley Wealth Management, has at least one disclosable event. These events include one customer complaint, alleging that Lefkowitz recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Luft (Luft), previously associated with B. Riley Wealth Management, has at least one disclosable event. These events include one tax lien, alleging that Luft recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Mark Bruscianelli (Bruscianelli), currently associated with B. Riley Wealth Management, has at least ten disclosable events. These events include ten customer complaints alleging that Bruscianelli recommended unsuitable investments in different investment products. FINRA BrokerCheck shows a…
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Robert Allan Mann (Mann), currently employed by B. Riley Wealth Management after the firm acquired National Securities Corporation (NSC) has been subject to at least three customer complaints during the course of his career. According to records…