According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Giasamis Sideris (Sideris), previously associated with Arive Capital Markets, has at least one disclosable event. These events include one customer complaint, alleging that Sideris recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Rose (Rose), previously associated with Arive Capital Markets, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Rose recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terry Tzagarakis (Tzagarakis), previously associated with Arive Capital Markets, has at least one disclosable event. These events include one regulatory event, alleging that Tzagarakis recommended unsuitable investments in different investment products including debt securities among other allegations…
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Christian Frank Lucchetto (Lucchetto), currently employed by Arive Capital Markets has been subject to at least one regulatory action and one criminal action during the course of his career. In January 2021, Lucchetto faced a regulatory action…
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Frank Venturelli has been subject to at least one customer complaint and two regulatory sanctions during his career. According to records kept by the Financial Industry Regulatory Authority (FINRA), Venturelli’s customer complaint alleges that Venturelli engaged in unauthorized…