Articles Posted in Ariel Rivero

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ariel Rivero (Rivero), previously associated with Insigneo Securities, LLC, has at least 2 disclosable events. These events include 2 regulatory events, alleging that Rivero recommended unsuitable investments in different investment products including debt securities among other allegations…

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Ariel Rivero (Rivero) has at least two disclosable events.  These events include two customer complaints alleging that Rivero engaged in some form of investment related misconduct in the handling of the client’s accounts.  Rivero is currently employed…